Products

Regulatory

Walder Wyss has an experienced team of lawyers advising on regulatory matters. We work with our clients to help them plan for regulatory change and address challenges that arise in connection with the supervision and regulation of banks, securities dealers, insurance companies, collective investment schemes, investment managers, exchanges and clearing houses. We guide our clients through the increasingly complex regulatory requirements the financial sector has been confronted with since the financial crisis. Our sector-focused approach and our wealth of expertise covers the full range of financial regulation and investigation.

"Fully client-focused, business-driven and proactive."
Chambers

We are pleased to advise you

To the contacts

Publications

More Publications

Products & experience

Our key areas of activity are:

  • Advising on all matters that are regulated by the Swiss Financial Market Supervisory Authority FINMA, for example the establishment of financial services businesses etc.
  • Advising on issues relating to the rules and application in mergers and acquisitions
  • Providing legal advice and support in the structuring and regulatory treatment of innovative products
  • Assisting in the establishment and structuring of domestic and cross-border investment schemes
  • Advising on issues arising out of anti-money laundering regimes, distribution and outsourcing activities as well as regulatory investigations and disciplinary proceedings
  • Advising on issues concerning retail financial services, including consumer lending as well as consumer complaints that require co-ordination with other self-regulatory institutions such as the Swiss Bankers’ Association or the Ombudsman
  • Assisting our clients on all aspects of financial services and markets investigations, including internal investigations and responses to information requests by regulators
  • Advising and representing clients in investigations and enforcement proceedings
  • Negotiating commercial solutions with regulators and customers of our clients
  • Assisting clients in handling international mutual assistance requests
  • Advising clients on the recovery of proceeds of fraud through civil court actions while liaising with regulators and criminal investigators

We are pleased to advise you

To the contacts