Switzerland is one of the world’s leading financial markets. Through their market position and innovative power, Switzerland’s banks, insurers, securities dealers and other financial services providers play a major role in industry trends around the world.

Walder Wyss contributes to the success of the Swiss financial services industry. The members of our Financial Services team are active in industry associations and closely involved in legislation projects, thereby influencing legislative developments in the sector.

Our lawyers have a profound knowledge of and extensive experience in legal advisory work, accompanying transactions across the entire spectrum of financial services (banking, insurance, securities dealers, stock exchanges, collective investment schemes and other investment vehicles).

We advise domestic and foreign financial services firms, investors, and other companies on all issues relating to Swiss banking, financial services, capital market, stock exchange and insurance law.


Financial Services
Introduction

Switzerland is one of the world’s leading financial markets. Through their market position and innovative power, Switzerland’s banks, insurers, securities dealers and other financial services providers play a major role in industry trends around the world.

Walder Wyss contributes to the success of the Swiss financial services industry. The members of our Financial Services team are active in industry associations and closely involved in legislation projects, thereby influencing legislative developments in the sector.

Our lawyers have a profound knowledge of and extensive experience in legal advisory work, accompanying transactions across the entire spectrum of financial services (banking, insurance, securities dealers, stock exchanges, collective investment schemes and other investment vehicles).

We advise domestic and foreign financial services firms, investors, and other companies on all issues relating to Swiss banking, financial services, capital market, stock exchange and insurance law.

Experts Products & experience

Our key areas of activity are:

  • Advising on financial market regulatory issues, including compliance (development of internal regulations)
  • Representing financial services firms in regulatory proceedings, e.g. licence applications, application and approval for public distribution of collective investment schemes
  • Setting up financial services companies and establishing branches or representative offices as well as advisory services for joint ventures
  • Providing advice on acquiring financial services companies or business units
  • Representing firms in dealings with the Swiss stock exchange (as recognised representative for admissions to SIX Swiss Exchange)
  • Disclosure of shareholdings in listed companies
  • Public takeover offers
  • Collective investment schemes
  • Structured products and derivative financial instruments
  • Securities lending and repo transactions
  • Financing transactions, including syndications
  • Acquisition and project finance
  • Property financing
  • Advising on public private partnerships (PPPs)
  • Securitisations
  • Capital market transactions (equities and bonds), including IPOs
  • Private equity and venture capital
  • Advising on outsourcing of business units or processes
  • Tax advisory services in connection with financial and insurance products
  • Representing companies before state courts and arbitral tribunals
  • Corporate directorships
Publications

Bitcoin and the Law: who will rule virtual gold ?

Speakers: Fouad G. Sayegh, Yacine Rezki, Pierre Dériaz, Bertrand Clavien, Ardian Balaj, Aleksander Berentsen and Joan Plancade
LegalChain
Geneva 3 December 2018


















Die Finanzierung von Immobilien-Projektentwicklungen durch Anlagestiftungen(Financing of Real Estate Developments by Swiss Investment Foundations)

by André Kuhn
published by Schulthess Juristische Medien AG
Zurich 2018





Fehlregulierung im schweizerischen Offenlegungsrecht? Kritische Beurteilung der melderechtlichen Funktion und Ausgestaltung am Beispiel der Meldepflicht für Derivate(Misregulation in the context of mandatory disclosure of shareholdings under Swiss law? Critical appraisal of the function and legal implementation of mandatory disclosure of shareholdings with a focus on derivatives)

by Christian A. Schmid
in: "Schweizerische Zeitschrift für Gesellschafts- und Kapitalmarktrecht sowie Umstrukturierungen (GesKR)" 2/2018, pp. 194-204


Übernahmerecht(Merger law)

by Peter Sester, Beat Brändli, Oliver Bartholet and Reto Schiltknecht
co-authored by Urs Schenker
in: " St. Galler Handbuch zum Schweizer Finanzmarktrecht: Finanzmarktaufsicht und Finanzmarktinfrastrukturen" 1/2018, pp. 1079-1106




Regulation of collective investment schemes in Switzerland

by Alexander Eichhorn
co-authored by Theodor Härtsch and Maurus Winzap
in: Christian H. Kälin (Hrsg.) (Editor[s]), "Switzerland Business & Investment Handbook"
4th Revised Edition, Sinzheim 2017, p. 742



Der Vorsorgeauftrag – wenn rechtsgültiges Handeln nicht mehr möglich ist(The advance directive – when the ability to make legally valid decisions is no longer present)

Speaker: Christine Glättli
Walder Wyss Breakfast
Berne 8 November 2017


Unternehmensstiftungen – Chancen und Risiken(Corporate foundations – risks and opportunities)

Speaker: Claudia Leu
Walder Wyss Breakfast
Berne 8 November 2017




Selbstregulierung im Finanzmarktrecht. Grundlagen, verwaltungsrechtliche Qualifikationen und rechtsstaatlicher Rahmen(Self-regulation in Financial Market Law. Bases, Administrative Qualifications and Framework of Constitutional Legality)

by Pascal Zysset
in: "Schweizer Schriften zum Finanzmarktrecht, Bd. 124" 2017, pp. 1-442 (Dissertation Bern 2017)











Kommentar zu Art. 15 und 16, Vorbem. zu Art. 51a–60 und Art. 51a–60 des Bundesgesetzes über den Schutz von Marken und Herkunftsangaben (MSchG)(Commentary on art. 15 and 16, preliminary remarks to art. 51a–60 and art. 51a–60 of the Federal Act on the Protection of Trade Marks and Indications of Source)

by Markus R. Frick
in: David/Frick (Editor[s]), "Basler Kommentar Markenschutzgesetz Wappenschutzgesetz"
3. Auflage, Basel 2017, pp. 490–524, 913–1056 (ISBN/ISSN: 978-3-7190-3553-2)






Kommentar zum Finanzmarktinfrastrukturgesetz (FinfraG) (Commentary on the Financial Market Infrastructure Act (FMIA))

by Alex Nikitine and Sarah Schulthess
in: Sethe/Favre/Hess/Kramer/Schott (Editor[s]), "Kommentierung zu Art. 137–141 FinfraG (zum Übernahmerecht)"
Zurich 2017, pp. 1888–1935



Corporate Governance in Sanierungsfälle – Der Einfluss der Gläubiger: Chancen und Risiken

by Urs Schenker
in: Weber/Stoffel/Chenaux/Sethe (Editor[s]), "Aktuelle Herausforderungen des Gesellschafts- und Finanzmarktrechts"
Zurich 2017, pp. 65–91



Verwertung eines AGB-Pfandrechts im Zusammenhang mit dem Madoff-Konkurs (claw back claims)(Enforceability of a pledge in connection with Madoff claw back claims)

by Fabian D. Glässer
in: "ius.focus" 1/2017, p. 5








Practical Law: Structured finance and securitisation in Switzerland: overview

by Lukas Wyss, Johannes A. Bürgi and Maurus Winzap
in: "Practical Law, Multi-jurisdictional Guide, Structured finance and securitisation"
UK 2016 (www.practicallaw.com)



SmartMoney – Data as the New Currency

Speakers: Thomas Müller and Michael Isler
3rd International Money-Tech Event
Zurich 28 June 2016



Arbitration Session an der MARQUES Arbitrating and Mediating Trademarks Tagung(Arbitration Session at MARQUES Arbitrating and Mediating Trademarks Seminar)

Speaker: Markus R. Frick
MARQUES Arbitrating and Mediating Trademarks
London 19 April 2016



Basler Kommentar zu Art. 2, 6, 20–23, 30–32 Kollektivanlagegesetz (KAG)(Commentary to Art. 2, 6, 20–23, 30–32 of the Collective Investment Schemes Act, CISA)

by Markus Pfenninger
co-authored by Martina Nüesch
in: Bösch/Rayroux/Winzeler/Stupp (Editor[s]), "Basler Kommentar zu Kollektivanlagegesetz (KAG)"
2. Auflage, Basel 2016




Entwicklungen im Gesellschaftsrecht XI(Developments in corporate law XI)

by Peter V. Kunz, Florian S. Jörg and Oliber Arter
co-authored by Urs Schenker, Harald Bärtschi, Dimitrios Berger, Oliver Blum, Lukas Glanzmann, Peter Jung, Thomas Jutzi, Cornelia M. Müller and Thomas Rohde
Berne 2016, pp. 162-194 (ISBN 978-3-7272-3235-0)




Kommentar zu Artikel 8-11, 30 VegüV(Commentary on articles 8-11, 30 VegüV)

by Alex Nikitine
in: Watter/Vogt (Editor[s]), "Basler Kommentar, Verordnung gegen übermässige Vergütungen bei börsenkotierten Aktiengesellschaften"
Basel 2015




Kommentar zu Art. 1–4, 26, 28, 29 Abs. 1 und 31 der Verordnung gegen übermässige Vergütungen bei börsenkotierten Aktiengesellschaften (VegüV)

by Stefan Knobloch
in: Watter/Vogt (Editor[s]), "Basler Kommentar"
Basel 2015, pp. 3–13, 373–376, 385, 395


Kommentar zu Art. 37l und 37m (nachrichtenlose Vermögenswerte) des Schweizerischen Bankengesetzes

by Thomas Müller
in: Bodmer/Kleiner/Lutz (Editor[s]), "Kommentar zum Bundesgesetz über die Banken und Sparkassen vom 8. November 1934"
Zurich/Basel/Geneva 2015











Kommentierung zu Art. 32, 142–144(Commentary on articles 32, 142–144)

by Thomas Müller
co-authored by Patric Brand
in: Bösch/Rayroux/Winzeler/Stupp (Editor[s]), "Basler Kommentar zum Kollektivanlagengesetz"
2. Auflage, Basel 2015


Outsourcing 2015

co-authored by David Vasella and Nicola Benz
in: "Getting the Deal Through"
London 2015
















Kommentar zu Art. 990–1032 des schweizerischen Obligationenrechts(Commentary to Art. 990–1032 of the Swiss Code of Obligations)

by Elisabeth Moskric
in: Heinrich Honsell (Editor[s]), "Kurzkommentar Obligationenrecht"
Basel 2014







Die Abzugsfähigkeit von DoJ-Bussen für Schweizer Banken im Recht der direkten Bundessteuer und aus steuerharmonisierungsrechtlicher Sicht(The Deductability of Penalties for Swiss Banks under the DoJ-Program from a Direct Federal Income Tax and Tax Harmonisation Law Perspective.)

by Peter Hongler and Fabienne Limacher
in: "Jusletter" 10 February 2014


Datenschutz im Bereich Inkasso und Auskunfteien(Data protection in the credit information sector)

Speaker: David Vasella
7. Tagung zum Datenschutz, Europa Institut
Zurich 28 January 2014



Kommentar zu Art. 37e, 37f, und 37g zum Bundesgesetz über die Banken und Sparkassen vom 8. November 1934(Commentary on articles 372, 37f and 37g of the Swiss Federal Act on Banks and Savings Banks of 8 November 1934)

by Thomas Müller
22. Nachlieferung, Zurich/Basel/Geneva 2014





Commentary on Article 194 PILS

co-authored by Micha Bühler and Michael Cartier
in: Manuel Arroyo (Editor[s]), "Arbitration in Switzerland – The Practitioner’s Guide"
The Hague 2013


Commentary to Art. 5 to 8 of the Swiss Rules of International Arbitration

co-authored by Micha Bühler and Michael Feit
in: Zuberbühler/Müller/Habegger (Editor[s]), "Swiss Rules of International Arbitration"
2. Auflage, Zurich/New York 2013


Basler Kommentar Bankengesetz, Art. 23–23 quinquies, 24(Basel Commentary on Bank Law, Art. 23–23 quinquies, 24)

by Tomas Poledna and Davide Jermini
2. Auflage, Zurich 2013 (S. 533–549)



Basler Kommentar zum Bankengesetz, Einleitung(Commentary to the Federal Banking Act, Introduction)

by Thomas Müller
2. Auflage, Basel 2013










Bankgebühren(Banking Fees)

Speaker: David Vasella
St. Galler Bankrechtstag
Zurich 7 June 2013




Kommentar zu Art. 37a, 37b, 37c, 37h, 37i, 37j und 37k des Bankengesetzes

by Thomas Müller
in: Zobl et al. (Editor[s]), "Kommentar zum Bundesgesetz über die Banken und Sparkassen vom 8. November 1934"
21. Nachlieferung, Zürich/Basel/Genf 2013










Outsourcing 2014

co-authored by David Vasella and Nicola Benz
in: "Getting the Deal Through"
London 2013




Costs in International Arbitration

co-authored by Micha Bühler and Marco Stacher
in: Manuel Arroyo (Editor[s]), "Arbitration in Switzerland – The Practitioner’s Guide"
The Hague 2013








Hedge Funds in Switzerland

co-authored by Markus Pfenninger and David Borer
in: Florentino Carreno et al. (Editor[s]), "Hedge Funds, a Practical Global Handbook to the Law and Regulation"
London 2012, pp. 391–372




Kommentar zu Art. 1–40g OR(Commentary on articles 1–40g of the Swiss Code of Obligations)

by Ahmet Kut
in: M. Amstutz et al. (Editor[s]), "Handkommentar zum Schweizer Privatrecht"
2. Auflage, Zurich 2012



Kommentar zu Art. 1–3 der Schlussbestimmungen betreffend Aktiengesellschaften(Commentary to Art. 1–3 of the Transitory Provisions re Corporations)

by Markus Vischer
in: Honsell/Vogt/Watter (Editor[s]), "Basler Kommentar zum Schweizerischen Privatrecht, Obligationenrecht II"
4. Auflage, Basel 2012, pp. 2321–2330




Die UWG-Revision vom 17. Juni 2011 im Überblick(The revision of the Swiss Unfair Competition Act of June 17, 2011)

co-authored by Ahmet Kut and Demian Stauber
in: "Jusletter" 20 February 2012


Hybride Finanzierungsinstrumente im nationalen und internationalen Steuerrecht der Schweiz(Hybrid Financial Instruments in Domestic and International Tax Law)

by Peter Hongler
Zurich 2012 (Dissertation)



Ratingagenturen – Haftung für stillschweigende Zusicherung(Rating agencies – liability for implied warranties)

by David Vasella
in: "HAVE – Haftung und Versicherung" 3/2012, pp. 253–268




Regulierung der Vermögensverwalter – Status Quo und bevorstehende Neuerungen (Regulation of Asset Managers – Status Quo and Impending Changes)

by Christian Staub
in: "Schweizer Treuhänder" 9/2011, pp. 751 ff.


Hedge Fund Regulierung in der Schweiz und der EU(Hedge fund regulations in Switzerland and the EU)

co-authored by Markus Pfenninger and Nicolas Keller
in: Reutter/Werlen (Editor[s]), "Kapitalmarkttransaktionen VI"
Europa Institut Zürich, Band 115, Zurich 2011, pp. 71–127



Use of Share Purchase Agreements in European Jurisdictions: Switzerland

co-authored by Micha Fankhauser and Alex Nikitine
in: Jaletzke/Henle/Beck (Editor[s]), "M&A Agreements in Germany"
Munich 2011, pp. 348–359







Aktuelle Regulierungspraxis bei strukturierten Produkten(Recent Practice on the Regulation of Structured Products)

co-authored by Christian Staub and Thomas Müller
in: "Schweizerische Juristen-Zeitung (SJZ)" 4/2011, pp. 73 ff.





Internationalisierungstendenzen im Finanzmarktrecht(Internationalization Tendencies in Financial Market Law)

co-authored by Thomas Müller and Christian Staub
in: "Schweizerische Zeitschrift für Wirtschafts- und Finanzmarktrecht (SZW)" 1/2011, pp. 20 ff.



Das System zur Durchsetzung von Aktionärsrechten

by Stefan Knobloch
Zurich 2011 (Habilitationsschrift)


Die Haftung von Ratingagenturen – Ein Beitrag zur Expertenhaftung(Rating agency liability)

by David Vasella
Zurich 2011


Disclosure of substantial shareholdings in Switzerland

by Enrico Friz
in: "The Euromoney Equity Capital Markets Handbook"
2011


Buyback of equity and debt securities in Switzerland

co-authored by Markus Pfenninger and Lukas Wyss
in: "PLC Capital Markets 2011"
London 2011





A survey of current regulatory trends – Chapter on Switzerland

by Markus Pfenninger
in: "The International Bar Association's Task Force on the Financial Crisis" October 2010, pp. 117–150





Falsche Prioritäten in der Einlagensicherung(Inaccurate Priorities in the Deposit Protection Scheme)

by Thomas Müller
in: "Neue Zürcher Zeitung (NZZ)" 26 January 2010, p. 27





Bankenaufsichtsrechtliche Entwicklungen in der Schweiz(Developments in Swiss Banking Regulation)

co-authored by Johannes A. Bürgi and Thomas Müller
in: Heemann/Grieser (Editor[s]), "Bankenaufsichtsrecht – Entwicklungen und Perspektiven"
1. Auflage, Frankfurt 2010, pp. 268–290



Auf dem Weg zu Basel III(On the Way to Basel III)

by Christian Staub
in: "Schweizer Treuhänder" 2010, pp. 494 ff.





Restructuring in Switzerland: Some fragments III

by Christoph Stäubli
in: "Euromoney Yearbooks 2009/2010: Global Insolvency & Restructuring Review"
Colchester 2010


Verantwortlichkeit von Banken(Liability of Banks)

by Roland von Büren
in: "Verantwortlichkeit im Unternehmensrecht V"
Zurich 2010







Swiss Regulation of Investment Funds: Recent Developments

by Thomas Müller
in: "World Securities Law Report" 6/2009 Vol. 15, pp. 24 ss.



Besteuerung kollektiver Kapitalanlagen und ihrer Anleger (2. Teil)(Taxation of collective capital investments and taxation of investors in collective capital investments (Part Two))

co-authored by Maurus Winzap and Stefan Oesterhelt
in: "IFF Forum für Steuerrecht (FStR)" 1/2009


Basler Kommentar zu Art. 32 des Kollektivanlagegesetzes (KAG)(Commentary to Art. 32 of the Collective Investment Schemes Act, CISA)

co-authored by Thomas Müller and Markus Pfenninger
Basel 2009


Besteuerung kollektiver Kapitalanlagen und ihrer Anleger (3. Teil)(Taxation of collective capital investments and taxation of investors in collective capital investments (Part Three))

co-authored by Maurus Winzap and Stefan Oesterhelt
in: "IFF Forum für Steuerrecht (FStR)" 2/2009


Legal Opinion bei Kapitalmarkttransaktionen(Legal Opinion in Capital Market Transactions)

co-authored by Markus Pfenninger
in: "Kapitalmarkttransaktionen IV"
Zurich 2009


Kommentar zu Art. 68, 69, 152–157, 159 Kollektivanlagegesetz (KAG)(Commentary to Art. 68, 69, 152–157, 159 of the Swiss Collective Investment Schemes Act)

by Lukas Wyss
in: "Basler Kommentare"
Basel/Geneva/Munich 2009


Kommentar zu Art. 37a–37c, 37h und 37i des Bankengesetzes(Commentary to Art. 37a–37c, 37h und 37i of the Swiss Banking Act)

by Thomas Müller
in: Bodmer/Kleiner/Lutz (Editor[s]), "Kommentar zum Bundesgesetz über die Banken und Sparkassen vom 8. November 1934"
Zurich/Basel/Geneva 2009


Kreditrisikotransfer – Schweizerisches Aufsichtsrecht im Wandel(Credit Risk Transfer – Evolution of Swiss Supervisory Law)

by Christian Staub
Zurich/St. Gallen 2009






Kommentar zu Art. 2, 6, 20, 21–23 Kollektivanlagegesetz (KAG)(Commentary to Art. 2, 6, 20, 21–23 of the Swiss Collective Investment Schemes Act)

by Markus Pfenninger
Basel/Geneva/Munich 2009




Kommentar zu Art. 1–3 der Schlussbestimmungen betreffend Aktiengesellschaften(Commentary to Art. 1–3 of the Transitory Provisions re Corporations)

by Markus Vischer
in: Honsell/Vogt/Walter (Editor[s]), "Basler Kommentar zum Schweizerischen Privatrecht, Obligationenrecht II"
3. Auflage, Basel/Geneva/Munich 2008, pp. 2729–2738


Quellensteuern bei hypothekarisch gesicherten Kreditverträgen(Withholding tax in respect of credit agreements secured by mortgages)

co-authored by Maurus Winzap and Stefan Oesterhelt
in: "IFF Forum für Steuerrecht (FStR)" 1/2008


Sicherung von Krediten Dritter im Konzern(Securing Third-Party Loans in Corporate Groups)

co-authored by Roland von Büren
in: "Kreditsicherheiten"
Basel 2008, pp. 55–107


Switzerland – Security over Receivables

co-authored by Markus Pfenninger
in: "Security over Receivables – An International Handbook"
Oxford 2008


Besteuerung kollektiver Kapitalanlagen und ihrer Anleger (1. Teil)(Taxation of collective capital investments and taxation of investors in incollective capital investments (Part One))

co-authored by Maurus Winzap and Stefan Oesterhelt
in: "IFF Forum für Steuerrecht (FStR)" 4/2008


Recent developments in Swiss laws and ECM regulations

by Enrico Friz
in: "The Euromoney Equity Capital Markets Handbook"
2008, pp. 75–80



Die aktienrechtliche Organverantwortlichkeit nach Art. 754 Abs. 1 OR als Folge unternehmerischer Fehlentscheide: Konzeption und Ausgestaltung der «Business Judgment Rule» im Gefüge der Corporate Governance(The liability of the Board of Directors and Managers under Article 754 para. 1 CO for business judgements: Concept and structure of the business judgement rule in the Corporate Governance context)

by Alex Nikitine
Zurich 2007 (Dissertation)


Golden Handshakes, Golden Parachutes und ähnliche Vereinbarungen bei M&A-Transaktionen(Golden Handshakes, Golden Parachutes and similar arrangements in M&A transactions)

co-authored by Alex Nikitine
in: Rudolf Tschäni (Editor[s]), "Mergers & Acquisitions IX"
Zurich 2007 (Sonderdruck aus Europa Institut Zürich, Band 79)






Security over Book Debts/Receivables

by Markus Pfenninger
in: "Newsletter Banking Law" May 2006


Rechtliche Entwicklungen in der Versicherungsvermittlung: EU-Deutschland-Schweiz(Recent legal developments in the area of supervision on insurance brokers in Switzerland)

by Daniela Caleff
in: "Zeitschrift der Handelskammer Deutschland Schweiz" May 2006



Die zivilrechtlichen Risiken der Banken in der sanierungsbedürftigen Unternehmung

by Stefan Knobloch
Zurich/St. Gallen 2006 (Dissertation)






Gage d'actions(The pledge of registered shares)

by Nicolas Iynedjian
in: Centre du droit de l'entreprise (CEDIDAC) (Editor[s]), "Aspects actuels du droit de la société anonyme"
64, Lausanne 2005












Fusionsgesetz, Stämpflis Handkommentar, 1. Auflage(Merger Act, Stämpflis Handkommentar, 1st Edition)

by Davide Jermini
Berne 2003





Securitisation in Switzerland

co-authored by Johannes A. Bürgi, Markus Kroll and Evan Spangler
in: "Euromoney Yearbooks: Global Securitisation Review" 2003



Statutorische Abwehrmassnahmen gegen Übernahmen, Eine Untersuchung der an der SWX kotierten Schweizer Aktiengesellschaften(Defensive measures against takeovers in the articles of incorporation: An analysis of the Swiss stock companies listed on the SWX)

by Carole Gehrer
in: "Schweizer Schriften zum Handels- und Wirtschaftsrecht" 2003, pp. 225 ff.


Kommentar zu Art. 1–3 der Schlussbestimmungen betreffend Aktiengesellschaften(Commentary to Art. 1–3 of the Transitory Provisions re Corporations)

by Markus Vischer
in: Honsell/Vogt/Watter (Editor[s]), "Basler Kommentar zum Schweizerischen Privatrecht, Obligationenrecht II"
2. Auflage, Basel 2002, pp. 2235–2243



Kommentar zu Art. 407–411, 466–471 des Schweizerischen Obligationenrechts(Commentary to Art. 407–411, 466–471 of the Swiss Code of Obligations)

by Enrico Friz
in: "Handkommentar Schweizerisches Obligationenrecht" 2002


Werbung für Konsumkredite(Advertising for Consumption Loans)

by Lucas David
in: Hess/Simmen (Editor[s]), "Das neue Konsumkreditgesetz (KKG)"
Zurich 2002, pp. 171–195 (Schulthess Juristische Medien AG)




Financing of technology start-ups – the legal issues

by Martin Kurer, Stefano Codoni and Jasmin Ghandchi
in: "Internet Finance Review 2000/2001" 2000, p. 85


Impact of the New Capital Adequacy Framework of the Basle Accord

Speakers: Enrico Friz
IBA Conference
Barcelona September 1999


Les sûretés globales – Etude de droit bancaire(Global bank guarantees – A study of banking law)

by Nicolas Iynedjian
53, Zurich 1999


Kommentar zu Art. 11–13 Anlagefondsgesetz (AFG)(Commentary to Art. 11–13 of the Swiss Investment Fund Act)

by Markus Pfenninger
in: "Kommentar zum schweizerischen Kapitalmarktrecht"
Basel/Geneva/Munich 1999


Marketing regulations comparison: Switzerland

by Enrico Friz
in: "The Capital Guide to Off-shore Funds"
Hong Kong 1999


Kartellrecht und Banken(Antitrust Law and Banks)

by Roland von Büren
in: "Die Banken im Spannungsfeld zwischen öffentlichem Recht und Privatrecht, Berner Bankrechtstag"
Berne 1999


Die Prospekthaftung im internationalen Privatrecht unter Berücksichtigung des US-amerikanischen, englischen und deutschen Rechts(The Prospectus Liability in International Private Law under Consideration of US, English and German Law)

by Kinga M. Weiss
Bd. 190, Zürich 1999 (Kinga M. Kondorosy-Weiss)


New developments in financing Swiss assets

co-authored by Luc Defferrard
in: "Asset Finance International" September 1998


Recent Developments in the Swiss Securities Market: The establishing of Eurex, the joint derivatives market of the Deutsche Boerse AG and the Swiss Exchange - An Overview

Speakers: Markus Pfenninger
15th Annual Seminar on International Financial Law
Barcelona 10 June 1998


Bank Confidentiality in Switzerland

co-authored by Markus Pfenninger
in: "Butterworths Journal of International Banking and Financial Law" January 1998


Sûretés et garanties bancaires(Securities and bankguarantees)

by Nicolas Iynedjian
33, Lausanne 1997



Inkompatibilitäten zwischen Aktien-, Kartell- und Börsenrecht bei Unternehmensübernahmen(Incompatibilities between Corporate, Anti Trust and Stock Exchange Law)

by Roland von Büren
in: "Aktienrecht 1992–1997: Versuch einer Bilanz, Zum 70. Geburtstag von Rolf Bär"
Berne 1997


Market Manipulation and Stabilization in Switzerland

Speakers: Markus Pfenninger
13th Annual Seminar on International Financial Law
Geneva 1 May 1996


Auslegung von Anleihensbedingungen(An Interpretation of Terms and Conditions of Bonds)

by Markus Pfenninger
Zurich 1995


Ausländische Fonds und das AFG(Foreign funds pursuant to the new Swiss Investment Fund Act)

co-authored by Markus Pfenninger
in: "Invest, Finanz und Wirtschaft, Spezialausgabe: Magazin der Finanz und Wirtschaft" 1995


Chancen und Risiken der Übrigen Fonds – Eine Plattform für Innovationen mit Entwicklungspotential(Chances and risks of selected funds pursuant to the new Swiss Investment Fund Act)

co-authored by Markus Pfenninger
in: "Neue Zürcher Zeitung (NZZ)" 25/1995


Kommentar zu Art. 1–3 der Schlussbestimmungen betreffend Aktiengesellschaften(Commentary to Art. 1–3 of the Transitory Provisions re Corporations)

by Markus Vischer
in: Honsell/Vogt/Watter (Editor[s]), "Basler Kommentar zum Schweizerischen Privatrecht, Obligationenrecht II"
Basel 1993, pp. 2375–2383


Die Privatbankiers in einem Europa im Umbruch(Private bankers and Europe in transition)

by Hans B. Wyss
in: "Volkswirtschaft" 11/1991


Die Privatbankiers in der Schweiz(Private bankers in Switzerland)

by Hans B. Wyss
in: "Finanz und Wirtschaft" 77/1983