Publications

EmploymentNews 19: EU-Neuregelung Firmenfahrzeuge
4 pages
798 KB
(New EU regulation regarding company cars of Swiss entities)
by Ueli Sommer and Simone Wetzstein
April 2014
Newsletter 110: New Swiss Law on Accounting and Financial Reporting - at the Halfway Mark of the Implementation
4 pages
1 MB
by Simon Kehl and Dominik Hohler
April 2014
Newsletter Special Edition: Sind die unter dem DoJ-Programm den Banken auferlegten Bussen steuerlich abzugsfähig?
4 pages
747 KB
(Are Penalties for Swiss Banks under the DoJ-Program Deductible for Corporate Income Tax Purposes?)
by Peter Hongler and Fabienne Limacher
March 2014
Vertragsauflösung in der Insolvenz - Besprechung des Urteils Az. IX ZR 169/11 des deutschen Bundesgerichtshofes (BGH) vom 15. November 2012
5 pages
497 KB
(Termination of Contracts in an Insolvency Event - Comments on German Supreme Court Decision Az. IX ZR 169/11 dated November 15, 2012)
co-authored by David Borer and Thomas S. Müller
in: "Schweizerische Zeitschrift für Gesellschafts- und Kapitalmarktrecht (GesKR)" 1/2014, pp. 77-81
Können Banken US-Bussen von der Steuer absetzen?
1 pages
646 KB
(Are Penalties of Swiss Banks under the DOJ Program Deductible for Swiss Corporate Income Tax Purposes?)
co-authored by Peter Hongler and Thomas S. Müller
in: "Der Bund" 26 February 2014, p. 10
Die Abzugsfähigkeit von DoJ-Bussen für Schweizer Banken im Recht der direkten Bundessteuer und aus steuerharmonisierungsrechtlicher Sicht
(The Deductability of Penalties for Swiss Banks under the DoJ-Program from a Direct Federal Income Tax and Tax Harmonisation Law Perspective.)
by Peter Hongler and Fabienne Limacher
in: "Jusletter" 10 February 2014
Kommentar zu Art. 37e, 37f, und 37g zum Bundesgesetz über die Banken und Sparkassen vom 8. November 1934
(Commentary on articles 372, 37f and 37g of the Swiss Federal Act on Banks and Savings Banks of 8 November 1934)
by Thomas S. Müller
22nd edition, Zurich/Basel/Geneva 2014
Commentary on Article 194 PILS
co-authored by Micha Bühler and Michael Cartier
in: Manuel Arroyo (Editor[s]), "Arbitration in Switzerland – The Practitioner’s Guide"
The Hague 2013
Commentary to Art. 5 to 8 of the Swiss Rules of International Arbitration
co-authored by Micha Bühler and Michael Feit
in: Zuberbühler/Müller/Habegger (Editor[s]), "Swiss Rules of International Arbitration"
2. Auflage, Zurich/New York 2013
Basler Kommentar Bankengesetz - 2. Auflage, Art. 23-23 quinquies, 24; S. 533-549
(Basel Commentary on Bank Law - 2nd Edition, Art. 23-23 quinquies, 24; pp. 533-549)
by Tomas Poledna and Davide Jermini
2. Auflage, Zurich 2013
Il sequestro e alcuni casi pratici
7 pages
277 KB
(Seizure and some practical examples)
co-authored by: Davide Jermini and Alex Domeniconi
Vezia - Lugano 18 October 2013
Basler Kommentar zum Bankengesetz, Einleitung
(Commentary to the Federal Banking Act, Introduction)
by Thomas S. Müller
2. Auflage, Basel 2013
Verletzung der Meldepflicht (Art. 20 BEHG) und der bankenrechtlichen Gewährspflicht / Entscheidbesprechung BVGE 2012/33
11 pages
1 MB
(Breach of the disclosure obligation (art. 20 SESTA) and of the banking law related "fit-and-proper"-requirement (Gewährspflicht) / Comments on Supreme Court decision BVGE 2012/33)
by Alexander Nikitine
in: "Schweizerische Zeitschrift für Gesellschafts- und Kapitalmarktrecht (GesKR)" 3/2013, pp. 425-432
Introduzione al diritto societario svizzero
27 pages
313 KB
(Introduction to the Swiss Corporate Law)
co-authored by: Davide Jermini and Alex Domeniconi
Il diritto nel'esercizio dell'attività fiduciaria in Svizzera
Centro studi bancari, Lugano - Vezia 30 September 2013
Switzerland - Regulation of Financial Services
45 pages
342 KB
by Thomas S. Müller
in: Kluwer Law International (Editor[s]), "Comparative Law Yearbook of International Business. Special Issue, 2013"
Special Issue, Niederlande 2013, pp. 319–357
Constant growth of Swiss securitisation
10 pages
4 MB
co-authored by Johannes A. Bürgi, Lukas Wyss and Thomas S. Müller
in: "The Euromoney Securitisation & Structured Finance Handbook 2013/14"
Colchester 2013, pp. 57–64
The Projects and Construction Review - Switzerland
27 pages
303 KB
co-authored by Thomas Müller-Tschumi and Francis Nordmann
in: Júlio César Bueno (Editor[s]), "The Projects and Construction Review"
3th edition, London 2013, pp. 424–510
Banche ed altri intermediari finanziari nella procedura civile - alcuni sviluppi recenti
29 pages
450 KB
(Banks and other finance intermediares in the civil procedure - recent developments)
Speakers: Davide Jermini
Annual Forum Legal 2013
Centro studi bancari, Lugano - Vezia 21 June 2013
Taxation in Switzerland – Features, Recent Development and Opportunities
21 pages
330 KB
Speaker: Martin Busenhart
Swiss Russian Forum
Khanty-Mansiysk 17 June 2013
Switzerland's Revised Collective Investment Schemes Act: New Rules on Foreign Investment Fund Distribution, Asset Managers
4 pages
443 KB
by Thomas S. Müller
in: "Bloomberg BNA – World Securities Law Report" Volume 19, Number 6 / June 2013
Venture capital investment in Switzerland: market and regulatory overview
18 pages
81 KB
co-authored by Luc Defferrard, Maurus Winzap, Florian Gunz Niedermann and Alexander Nikitine
in: "PLC Multi-Jurisdictional Guide 2013/2014: Private equity and venture capital" 14 May 2013
Service Permanent Establishments / Switzerland
9 pages
192 KB
Speakers: Martin Busenhart
IFA London
London 12 April 2013
Kommentar zu Art. 37a, 37b, 37c, 37h, 37i, 37j und 37k des Bankengesetzes
by Thomas S. Müller
in: Zobl et al. (Editor[s]), "Kommentar zum Bundesgesetz über die Banken und Sparkassen vom 8. November 1934"
21. Nachlieferung, Zürich/Basel/Genf 2013
Revision of Swiss Stock Exchange Law and Corporate Governance Rules
6 pages
73 KB
co-authored by Urs P. Gnos, Lucas Hänni and Alexander Nikitine
in: "ABA section of International Law – International Securities & Capital Markets Newsletter" Volume 9, Issue 1 - March 2013
Revidiertes Kollektivanlagenrecht, Chancen und Risiken für den Finanz-und Fondsplatz Schweiz
14 pages
621 KB
(Revised collective investment scheme Act - chances and risk for the Swiss financial market)
co-authored by Günther Dobrauz, Thomas S. Müller, Dominik Oberholzer and Anita Schläpfer
in: "B2B Schweizer Magazin für Kollektive und strukturierte Investments" 3/2013, pp. 4–17
New Amendments to Swiss Federal Act on Stock Exchanges and Securities Trading Strengthen Rules on Insider Trading, Introduce Other Important Changes
3 pages
440 KB
co-authored by Urs P. Gnos and Lucas Hänni
in: "Bloomberg BNA – World Securities Law Report" Volume 19, Number 3, March 2013
Kommentar zu Art. 13, 14 und 16 zum Bucheffektengesetz (BEG)
10 pages
80 KB
(Commentary to Art. 13, 14 and 16 of the intermediated securities law)
by Markus Pfenninger
in: Zobl/Hess/Schott (Editor[s]), "Kommentar zum Bucheffektengesetz (BEG) sowie zum HWpÜ und den relevanten Bestimmungen im OR und IPRG"
Zurich 2013, pp. 184–190; 204–206
Debt capital markets in Switzerland: regulatory overview
20 pages
137 KB
co-authored by Johannes A. Bürgi and Thomas S. Müller
in: "PLC multi-juridictional guide to capital markets law 2013/2014"
London 2013
Aktuelle Rechtsprechung des EuGH, EuGH Report 4/12
21 pages
308 KB
(Recent case law of the ECJ, ECJ Report 4/12)
by Jan Ole Luuk
in: "Steuer Revue" 4/2012, pp. 848–868
Cross-Border Equity Capital Markets – Switzerland
19 pages
108 KB
by Alexander Nikitine
in: "PLC Multi-Jurisdictional Guide 2013/2014: Cross-border Equity Capital Markets"
London 2013
Recently implemented tax regulation to stimulate the Swiss bond market
4 pages
48 KB
co-authored by Johannes A. Bürgi, Thomas Meister and Thomas S. Müller
in: "European Tax Service" 01/2013
Newsletter 107: Stock market offences and market abuse
4 pages
245 KB
by Lucas Hänni and Eva Kälin
January 2013
Letter of Intent; Zürcher Studien zum Privatrecht, S. 284
by Alex Domeniconi
Zurich 2013
Costs in International Arbitration
co-authored by Micha Bühler and Marco Stacher
in: Manuel Arroyo (Editor[s]), "Arbitration in Switzerland – The Practitioner’s Guide"
The Hague 2013
Newsletter 106: SIX Swiss Exchange: Yes to Attorney Work Product Privilege in Investigations by the SIX and Yes to Substantial Fines for Breaches of the SIX Listing Rules
4 pages
177 KB
by Alexander Nikitine
November 2012
Swiss securitisation is picking up speed
9 pages
291 KB
co-authored by Johannes A. Bürgi, Lukas Wyss and Thomas S. Müller
in: "The Euromoney Securitisation & Structured Finance Handbook 2012/13"
London 2012, pp. 69–76
New tax regulation to stimulate the Swiss bond market
6 pages
315 KB
co-authored by Johannes A. Bürgi, Thomas Meister and Thomas S. Müller
in: "The Euromoney International Debt Capital Markets Handbook 2012"
2012, pp. 28–32
Hedge Funds in Switzerland
co-authored by Markus Pfenninger and David Borer
in: Florentino Carreno et al. (Editor[s]), "Hedge Funds, a Practical Global Handbook to the Law and Regulation"
London 2012, pp. 391–372
Newsletter 105: New Rules on Distribution of Foreign Investment Funds and Regulation of Asset Managers of such Funds
4 pages
301 KB
by Enrico Friz and Thomas S. Müller
October 2012
The Projects and Construction Review – Switzerland
25 pages
241 KB
co-authored by Thomas Müller-Tschumi and Francis Nordmann
in: Júlio César Bueno (Editor[s]), "The Projects and Construction Review"
2nd edition, London 2012, pp. 321–331
Kommentar zu Art. 1 – 40g OR
(Commentary on articles 1 – 40g of the Swiss Code of Obligations)
by Ahmet Kut
in: M. Amstutz et al. (Editor[s]), "Handkommentar zum Schweizer Privatrecht"
Zurich 2012 (2. Auflage)
Aktuelle Rechtsprechung des EuGH, EuGH Report 2/12
10 pages
217 KB
(Recent case law of the ECJ, ECJ Report 2/12)
by Jan Ole Luuk
in: "Steuer Revue" 6/2012, pp. 458–467
Kommentar zu Art. 1-3 der Schlussbestimmungen betreffend Aktiengesellschaften
(Commentary to Art. 1-3 of the Transitory Provisions re Corporations)
by Markus Vischer
in: Honsell/Vogt/Watter (Editor[s]), "Basler Kommentar zum Schweizerischen Privatrecht, Obligationenrecht II"
4. Auflage, Basel 2012, pp. 2321–2330
Capital Markets: Q&A Switzerland
17 pages
2 MB
co-authored by Johannes A. Bürgi and Thomas S. Müller
in: "PLC Multi-Jurisdictional Guide 2012/13"
London 2012
Switzerland – Scope of application of Swiss takeover rules
4 pages
96 KB
co-authored by Luc Defferrard, Urs P. Gnos and Lucas Hänni
in: Euromoney (Editor[s]), "Euromoney Yearbooks: International Mergers & Acquisitions Review"
Colchester 2012, pp. 66–69
Die UWG-Revision vom 17. Juni 2011 im Überblick
(The revision of the Swiss Unfair Competition Act of June 17, 2011)
co-authored by Ahmet Kut and Demian Stauber
in: "Jusletter" 20 February 2012
Hybride Finanzierungsinstrumente im nationalen und internationalen Steuerrecht der Schweiz
(Hybrid Financial Instruments in Domestic and International Tax Law)
by Peter Hongler
Zurich 2012 (Dissertation)
Aktuelle Rechtsprechung des EuGH, EuGH Report 4/11
5 pages
568 KB
(Recent case law of the ECJ, ECJ Report 4/11)
by Jan Ole Luuk
in: "Steuer Revue" 12/2011, pp. 980–984
Delegation of portfolio management and fund administration
8 pages
2 MB
Panelist: Thomas S. Müller
ALFI European alternative investment funds conference
Luxembourg 22 November 2011
Regulierung der Vermögensverwalter – Status Quo und bevorstehende Neuerungen
(Regulation of Asset Managers – Status Quo and Impending Changes)
by Christian Staub
in: "Schweizer Treuhänder" 9/2011, pp. 751 ff.
Hedge Fund Regulierung in der Schweiz und der EU
(Hedge fund regulations in Switzerland and the EU)
co-authored by Markus Pfenninger and Nicolas Keller
in: Reutter / Werlen (Editor[s]), "Kapitalmarkttransaktionen VI"
Europa Institut Zürich, Band 115, Zurich 2011, pp. 71–127
Newsletter 100: Abolishment of Swiss Issuance Stamp Tax Will Stimulate the Swiss Bond Market
4 pages
2 MB
by Thomas S. Müller and Annina L. Taddei
October 2011
Use of Share Purchase Agreements in European Jurisdictions: Switzerland
co-authored by Micha Fankhauser and Alexander Nikitine
in: Jaletzke/Henle/Beck (Editor[s]), "M&A Agreements in Germany"
Munich 2011, pp. 348–359
The Projects and Construction Review – Switzerland
23 pages
457 KB
co-authored by Thomas Müller-Tschumi and Francis Nordmann
in: Júlio César Bueno (Editor[s]), "The Projects and Construction Review"
1st edition, London 2011, pp. 266–275
Aktuelle Rechtsprechung des EuGH, EuGH Report 3/11
12 pages
887 KB
(Recent case law of the ECJ, ECJ Report 3/11)
by Jan Ole Luuk
in: "Steuer Revue" 9/2011, pp. 716–727
Aktuelle Rechtsprechung des EuGH, EuGH Report 2/11
13 pages
880 KB
(Recent case law of the ECJ, ECJ Report 2/11)
by Jan Ole Luuk
in: "Steuer Revue" 6/2011, pp. 529–541
Newsletter 98: Jurisdiction Clauses in Light of the Revised Lugano Convention and the New Swiss Code of Civil Procedure
4 pages
766 KB
by Dieter Hofmann and Franziska Studer
June 2011
Aktuelle Regulierungspraxis bei strukturierten Produkten
(Recent Practice on the Regulation of Structured Products)
co-authored by Christian Staub and Thomas S. Müller
in: "Schweizerische Juristen-Zeitung (SJZ)" 4/2011, pp. 73 ff.
Acquisitions on the verge of Swiss takeover rules
8 pages
172 KB
co-authored by Urs P. Gnos and Lucas Hänni
in: "Schweizerische Zeitschrift für Gesellschafts- und Kapitalmarktrecht (GesKR)" 2/2011, pp. 205–212
Fusion – Angebotspflicht – Opting-out
(Merger – Mandatory Tender Offer – Opting-out)
co-authored by Frank Gerhard and Alexander Nikitine
in: "Schweizerische Zeitschrift für Gesellschafts- und Kapitalmarktrecht (GesKR)" 2/2011, pp. 173–192
Newsletter 96: European Directive on Alternative Investment Fund Managers – Implications for Switzerland
4 pages
601 KB
by Enrico Friz and Thomas S. Müller
February 2011
Internationalisierungstendenzen im Finanzmarktrecht
(Internationalization Tendencies in Financial Market Law)
co-authored by Thomas S. Müller and Christian Staub
in: "Schweizerische Zeitschrift für Wirtschafts- und Finanzmarktrecht (SZW)" 1/2011, pp. 20 ff.
Disclosure of substantial shareholdings in Switzerland
by Enrico Friz
in: "The Euromoney Equity Capital Markets Handbook"
2011
Buyback of equity and debt securities in Switzerland
co-authored by Markus Pfenninger and Lukas Wyss
in: "PLC Capital Markets 2011"
London 2011
Banking rehabilitation and insolvency reform in Switzerland
7 pages
1 MB
co-authored by Johannes A. Bürgi and Thomas S. Müller
in: "Restructuring and Insolvency Handbook 2011/12"
2011
Securitisation transactions in Switzerland are making a comeback
6 pages
243 KB
co-authored by Johannes A. Bürgi, Thomas Meister and Thomas S. Müller
in: "The Euromoney Securitisation & Structured Finance Handbook 2011/12"
2011
Chapter on Switzerland
9 pages
516 KB
co-authored by Markus Pfenninger
in: "Getting the Deal Through – Insurance & Reinsurance 2011"
London 2011, pp. 167–171
A survey of current regulatory trends – Chapter on Switzerland
by Markus Pfenninger
in: "The International Bar Association's Task Force on the Financial Crisis" October 2010, pp. 117–150
PPP und Lex Koller
13 pages
2 MB
(Public Private Partnerships and Lex Koller)
by Thomas Müller-Tschumi
in: "Aktuelle Juristische Praxis (AJP)" 7/2010, pp. 907–919
Newsletter 93: Acting in Concert vs. Limitation of Voting Power
2 pages
97 KB
by Florian Gunz Niedermann and Markus Pfenninger
June 2010
The unified Financial Market Supervisory Authority: the first year
2 pages
210 KB
by Markus Pfenninger
in: "International Law Office" February 2010
Falsche Prioritäten in der Einlagensicherung
(Inaccurate Priorities in the Deposit Protection Scheme)
by Thomas S. Müller
in: "Neue Zürcher Zeitung (NZZ)" 26 January 2010, p. 27
Switzerland: Recent Developments in the Regulatory Environment for Alternative Investment Service Providers
2 pages
214 KB
co-authored by Luc Defferrard and Christian Staub
in: "Financier Worldwide" January 2010
Zur Vertragsstruktur von projektfinanzierten PPP
4 pages
250 KB
(The structure of project financed PPP)
by Thomas Müller-Tschumi
in: "Baurecht / Droit de la Construction" 1/2010, pp. 34–37
Chapter on Switzerland
6 pages
96 KB
co-authored by Markus Pfenninger
in: "Getting the Deal Through – Insurance & Reinsurance 2010"
London 2010
Bankenaufsichtsrechtliche Entwicklungen in der Schweiz
(Developments in Swiss Banking Regulation)
co-authored by Johannes A. Bürgi and Thomas S. Müller
in: Heemann / Grieser (Editor[s]), "Bankenaufsichtsrecht – Entwicklungen und Perspektiven"
Frankfurt 2010, pp. 268–290 (Frankfurt School Verlag, 1. Auflage)
Buyback of equity and debt securities in Switzerland
11 pages
91 KB
co-authored by Markus Pfenninger and Lukas Wyss
in: "PLC Capital Markets 2010"
London 2010
Auf dem Weg zu Basel III
(On the Way to Basel III)
by Christian Staub
in: "Schweizer Treuhänder" 2010, pp. 494 ff.
Neuerungen im europäischen Anlagefondsrecht – Chancen und Risiken für den Fondsstandort Schweiz
(Recent Developments in European Investment Funds Regulation – Chances and Risks for the Swiss Funds Centre)
co-authored by Christian Staub and Thomas S. Müller
in: "Schweizerische Zeitschrift für Gesellschafts- und Kapitalmarktrecht (GesKR)" 2/2010, pp. 216 ff.
Proposed Swiss Bank Deposit Protection Law
co-authored by Markus Pfenninger and Thomas S. Müller
in: "CapLaw" 1/2010
Pfandbriefbasierte Kreditfinanzierungen
36 pages
505 KB
(Covered bond related financing transactions)
co-authored by Johannes A. Bürgi and Elisabeth Moskric
in: Susan Emmenegger, Institut für Bankenrecht, Universität Bern (Editor[s]), "Schweizerische Bankenrechtstagung 2010 – Kreditrecht"
Basel 2010, pp. 104–136
Restructuring in Switzerland: Some fragments III
by Christoph Stäubli
in: "Euromoney Yearbooks 2009/2010: Global Insolvency & Restructuring Review"
Colchester 2010
Verantwortlichkeit von Banken
(Liability of Banks)
by Roland von Büren
in: "Verantwortlichkeit im Unternehmensrecht V"
Zürich 2010 (Schulthess Juristische Medien AG)
Consolidation dans la gestion de fortune
1 pages
557 KB
(Consolidation in the asset management)
co-authored by Luc Defferrard and Hubertus Hillerström
in: "Le Temps" 12/2009, p. 18
USA – Gesetzliche Regulierung der Management-Vergütung
(USA – Statutory Regulation of Management Compensation)
by Alexander Nikitine
in: "Schweizerische Zeitschrift für Gesellschafts- und Kapitalmarktrecht (GesKR)" 3/2009, pp. 368–377
Newsletter 88: Proposed Swiss Bank Deposits Protection Law
2 pages
53 KB
by Thomas S. Müller
October 2009
The Mortgage Bond System in Switzerland: an alternative source of finance
5 pages
224 KB
co-authored by Johannes A. Bürgi and Lukas Wyss
in: "ISR Legal Guide" 7/2009, pp. 9–13
Newsletter 86: New Rules on Market Abuse Proposed
2 pages
2 MB
by Christian Staub
June 2009
Swiss Regulation of Investment Funds: Recent Developments
by Thomas S. Müller
in: "World Securities Law Report" 6/2009 Vol. 15, pp. 24 ss.
The Mortgage Bond System in Switzerland: an alternative source of finance
8 pages
135 KB
co-authored by Johannes A. Bürgi and Lukas Wyss
in: "International Law Office" April 2009
Besteuerung kollektiver Kapitalanlagen und ihrer Anleger (2. Teil)
(Taxation of collective capital investments and taxation of investors in collective capital investments (Part Two))
co-authored by Maurus Winzap and Stefan Oesterhelt
in: "IFF Forum für Steuerrecht (FStR)" 1/2009
Basler Kommentar zu Art. 32 des Kollektivanlagegesetzes (KAG)
(Commentary to Art. 32 of the Collective Investment Schemes Act, CISA)
co-authored by Thomas S. Müller and Markus Pfenninger
Basel 2009
Besteuerung kollektiver Kapitalanlagen und ihrer Anleger (3. Teil)
(Taxation of collective capital investments and taxation of investors in collective capital investments (Part Three))
co-authored by Maurus Winzap and Stefan Oesterhelt
in: "IFF Forum für Steuerrecht (FStR)" 2/2009
Legal Opinion bei Kapitalmarkttransaktionen
(Legal Opinion in Capital Market Transactions)
co-authored by Markus Pfenninger
in: "Kapitalmarkttransaktionen IV"
Zürich 2009
Kommentar zu Art. 68, 69, 152-157, 159 Kollektivanlagegesetz (KAG)
(Commentary to Art. 68, 69, 152-157, 159 of the Swiss Collective Investment Schemes Act)
by Lukas Wyss
in: "Basler Kommentare"
Basel/Genf/München 2009
Kommentar zu Art. 37a-37c, 37h und 37i des Bankengesetzes
(Commentary to Art. 37a-37c, 37h und 37i of the Swiss Banking Act)
by Thomas S. Müller
in: Bodmer/Kleiner/Lutz (Editor[s]), "Kommentar zum Bundesgesetz über die Banken und Sparkassen vom 8. November 1934"
Zürich/Basel/Genf 2009
Kreditrisikotransfer – Schweizerisches Aufsichtsrecht im Wandel
(Credit Risk Transfer – Evolution of Swiss Supervisory Law)
by Christian Staub
Zürich/St.Gallen 2009
Kommentar zu Art. 58-60, 62-66 Kollektivanlagegesetz (KAG)
(Commentary to Art. 58-60, 62-66 of the Swiss Collective Investment Schemes Act)
co-authored by Johannes A. Bürgi, Francis Nordmann and Elisabeth Moskric
Basel/Genf/München 2009
Instrumente des Kreditrisikotransfers im schweizerischen Bankenaufsichtsrecht
16 pages
282 KB
(Instruments of Credit Risk Transfer in Swiss Banking Supervisory Law)
by Christian Staub
in: "Schweizerische Zeitschrift für Wirtschafts- und Finanzmarktrecht (SZW)" 5/2009, pp. 323–338
Das schweizerische Bankenaufsichtsrecht und die Kreditkrise
15 pages
297 KB
(Swiss Banking Supervisory Law and the Credit Crisis)
by Christian Staub
in: "Schweizerische Zeitschrift für Gesellschafts- und Kapitalmarktrecht (GesKR)" 4/2009, pp. 499 ff.
Euro-Zahlungen gemäss den SEPA-Rulebooks durch Schweizer Finanzinstitute
23 pages
266 KB
(Payments in Euros by Swiss financial institutions according to the SEPA-Rulebooks)
co-authored by Martin Hess and Barbara A. Keiser
in: "Schweizerische Zeitschrift für Wirtschafts- und Finanzmarktrecht (SZW)" 3/2009, pp. 153–175
Kommentar zu Art. 2, 6, 20, 21-23 Kollektivanlagegesetz (KAG)
(Commentary to Art. 2, 6, 20, 21-23 of the Swiss Collective Investment Schemes Act)
by Markus Pfenninger
Basel/Genf/München 2009
Newsletter 81: New Unified Supervision of Financial Institutions and Financial Intermediaries in Switzerland
2 pages
104 KB
by Evan M. Spangler
November 2008
Die Haftung des Anwalts gegenüber Dritten für eine Third Party Legal Opinion: Gegenstand der Arbeit und wichtigste Thesen
(Liability of attorneys towards non clients for third party legal opinions: Scope & most important insights)
by Michael Feit
in: "Schweizerische Zeitschrift für Gesellschafts- und Kapitalmarktrecht (GesKR)" 1/2008, pp. 69–70
Kommentar zu Art. 1-3 der Schlussbestimmungen betreffend Aktiengesellschaften
(Commentary to Art. 1-3 of the Transitory Provisions re Corporations)
by Markus Vischer
in: Honsell/Vogt/Walter (Editor[s]), "Basler Kommentar zum Schweizerischen Privatrecht, Obligationenrecht II"
3. Auflage, Basel/Genf/München 2008, pp. 2729–2738
Quellensteuern bei hypothekarisch gesicherten Kreditverträgen
(Withholding tax in respect of credit agreements secured by mortgages)
co-authored by Maurus Winzap and Stefan Oesterhelt
in: "IFF Forum für Steuerrecht (FStR)" 1/2008
Sicherung von Krediten Dritter im Konzern
(Securing Third-Party Loans in Corporate Groups)
co-authored by Roland von Büren
in: "Kreditsicherheiten"
Basel 2008, pp. 55–107
Switzerland – Security over Receivables
co-authored by Markus Pfenninger
in: "Security over Receivables – An International Handbook"
Oxford 2008
Besteuerung kollektiver Kapitalanlagen und ihrer Anleger (1. Teil)
(Taxation of collective capital investments and taxation of investors in incollective capital investments (Part One))
co-authored by Maurus Winzap and Stefan Oesterhelt
in: "IFF Forum für Steuerrecht (FStR)" 4/2008
Recent developments in Swiss laws and ECM regulations
by Enrico Friz
in: "The Euromoney Equity Capital Markets Handbook"
2008, pp. 75–80
Opco/Propco Structures under Swiss Law
7 pages
129 KB
co-authored by Johannes A. Bürgi, Maurus Winzap and Lukas Wyss
in: "International Law Office" December 2007
Die aktienrechtliche Organverantwortlichkeit nach Art. 754 Abs. 1 OR als Folge unternehmerischer Fehlentscheide: Konzeption und Ausgestaltung der "Business Judgment Rule" im Gefüge der Corporate Governance
(The liability of the Board of Directors and Managers under Article 754 para. 1 CO for business judgements: Concept and structure of the business judgement rule in the Corporate Governance context)
by Alexander Nikitine
Zurich 2007 (Dissertation - hrsg. von Prof. Dr. Peter Forstmoser - Dike Verlag AG)
Golden Handshakes, Golden Parachutes und ähnliche Vereinbarungen bei M&A-Transaktionen
(Golden Handshakes, Golden Parachutes and similar arrangements in M&A transactions)
co-authored by Daniel Daeniker and Alexander Nikitine
in: Rudolf Tschäni (Editor[s]), "Mergers & Acquisitions IX"
Zurich 2007 (Sonderdruck aus Europa Institut Zürich, Band 79)
Newsletter 74: New "hat" for Swiss securities
2 pages
202 KB
by Nicolas Keller
October 2007
Newsletter 72: The Duty to Disclose Significant Holdings in Listed Companies – the Federal Banking Commission Tightens the Regime
2 pages
180 KB
by Georg G. Gotschev
July 2007
Newsletter 71: "Qualified Investors" under the new Federal Collective Investment Schemes Act
2 pages
206 KB
by Hubertus Hillerström
June 2007
Transferring Agreements under Transfer of Assets Rules
6 pages
118 KB
co-authored by Johannes A. Bürgi and Lukas Wyss
in: "International Law Office" June 2007
Security over Book Debts/Receivables
by Markus Pfenninger
in: "Newsletter Banking Law" May 2006
Rechtliche Entwicklungen in der Versicherungsvermittlung: EU-Deutschland-Schweiz
(Recent legal developments in the area of supervision on insurance brokers in Switzerland)
by Daniela Caleff
in: "Zeitschrift der Handelskammer Deutschland Schweiz" May 2006
New Insurance Law Reforms the Supervision of Insurers in Switzerland
3 pages
292 KB
by Markus Pfenninger, Daniel Staffelbach and Evan M. Spangler
in: "Newsletter" March 2006
Securitisation in Switzerland: A steadily developing market
10 pages
308 KB
co-authored by Johannes A. Bürgi, Evan Spangler and Markus Kroll
in: "Global Securitisation and Structured Finance" 2006, pp. 1–10
The CMBS wave finally hits Switzerland
4 pages
331 KB
co-authored by Johannes A. Bürgi and Thomas Meister
in: "Global Securitisation and Structured Finance" 7/2006, pp. 28–31
Der Ausschluss von Minderheitsaktionären nach Art. 33 Börsengesetz und durch squeeze out merger gemäss Fusionsgesetz
21 pages
314 KB
(The exclusion of minority shareholders pursuant to Art. 33 Stock Exchange Act and by squeeze out merger pursuant to the Merger Act)
co-authored by Christian Staub and Georg G. Gotscher
in: "Schweizerische Zeitschrift für Gesellschafts- und Kapitalmarktrecht (GesKR)" 4/2006, pp. 265 ff.
Darlehen an Konzerngesellschaften
by Enrico Friz
in: "Schweizerische Zeitschrift für Gesellschafts- und Kapitalmarktrecht (GesKR)" 4/2006
Newsletter 58: New SWX-Rules on Ad Hoc Publicity and Disclosure of Management Transactions
2 pages
73 KB
by Jörg A. Witmer
June 2005
Securitisation in Switzerland: A steadily developing market
4 pages
266 KB
co-authored by Johannes A. Bürgi, Evan Spangler and Markus Kroll
in: "ISR Legal Guide" 7/2005, pp. 2–5
Newsletter 54: New Regulations for the Listing of Bonds on the SWX Swiss Exchange
2 pages
53 KB
by Enrico Friz
December 2004
Newsletter 53: Allocation Directives for Equity-Related Securities to be Publicly Offered in Switzerland
2 pages
75 KB
by Johannes A. Bürgi
November 2004
Übertragung des Sammelstiftungsgeschäftes der Providentia (Teil 2)
7 pages
65 KB
(Transfer of the Collective Pension Business of Providentia (Part 2))
co-authored by Evelyne Burk, Véronique Manavi, Markus Vischer, Patrick Graf and Michael Knoll
in: "Der Schweizer Treuhänder" 3/2004, pp. 179–186
Newsletter 51: New Swiss Law on Bank Restructuring and Deposit Insurance
2 pages
91 KB
by Jörg A. Witmer
July 2004
Newsletter 49: Recent Developments in Financial Market Supervision in Switzerland
2 pages
72 KB
by Rahel Gimmel
May 2004
Übertragung des Sammelstiftungsgeschäftes der Providentia (Teil 1)
6 pages
69 KB
(Transfer of the Collective Pension Business of Providentia (Part 1))
co-authored by Evelyne Burk, Véronique Manavi, Markus Vischer, Patrick Graf and Michael Knoll
in: "Der Schweizer Treuhänder" 1-2/2004, pp. 59–64
Legal Risk unter Basel II
7 pages
76 KB
(Legal Risk under Basel II)
co-authored by Johannes A. Bürgi and Markus Pfenninger
in: "Der Schweizerische Treuhänder" 3/2004, pp. 290–296
Swiss Securitisation in 2003
4 pages
335 KB
co-authored by Johannes A. Bürgi, Evan Spangler and Markus Kroll
in: "ISR Legal Guide"
London 2004 (Thomson Reuters)
Fusionsgesetz, Stämpflis Handkommentar, 1. Auflage
(Merger Act, Stämpflis Handkommentar, 1st Edition)
by Davide Jermini
Berne 2003
Newsletter 42: Recent Developments in Swiss Capital Market Law
2 pages
90 KB
by Ulrich Sauter
July 2003
Newsletter 41: New Convention on Securities held with Intermediaries
2 pages
76 KB
by Jörg A. Witmer
May 2003
Newsletter 40: Public Offerings under the Investment Fund Act
2 pages
79 KB
by Lukas Roesler
March 2003
Securitisation in Switzerland
co-authored by Johannes A. Bürgi, Markus Kroll and Evan Spangler
in: "Euromoney Yearbooks: Global Securitisation Review" 2003
Der Lombardkredit
(The lombard loan)
by Elisabeth Moskric
Zürich/Basel/Genf 2003
Statutorische Abwehrmassnahmen gegen Übernahmen, Eine Untersuchung der an der SWX kotierten Schweizer Aktiengesellschaften
(Defensive measures against takeovers in the articles of incorporation: An analysis of the Swiss stock companies listed on the SWX)
by Carole Gehrer
in: "Schweizer Schriften zum Handels- und Wirtschaftsrecht" 2003, pp. 225 ff.
Kommentar zu Art. 1-3 der Schlussbestimmungen betreffend Aktiengesellschaften
(Commentary to Art. 1-3 of the Transitory Provisions re Corporations)
by Markus Vischer
in: Honsell/Vogt/Watter (Editor[s]), "Basler Kommentar zum Schweizerischen Privatrecht, Obligationenrecht II"
2. Auflage, Basel 2002, pp. 2235–2243
Securitisation in der Schweiz
16 pages
123 KB
(Securitisation in Switzerland)
co-authored by Johannes A. Bürgi, Markus Kroll and Ulrich Sauter
in: "IFF Forum für Steuerrecht (FStR)" 4/2002, pp. 251–266
Kommentar zu Art. 407-411, 466-471 des Schweizerischen Obligationenrechts
(Commentary to Art. 407-411, 466-471 of the Swiss Code of Obligations)
by Enrico Friz
in: "Handkommentar Schweizerisches Obligationenrecht" 2002
Werbung für Konsumkredite
27 pages
177 KB
(Advertising for Consumption Loans)
by Lucas David
in: M. Hess / R. Simmen (Editor[s]), "Das neue Konsumkreditgesetz (KKG)"
Zürich 2002, pp. 171–195 (Schulthess Juristische Medien AG)
Newsletter 27: Liberalized Regulations for Investment Funds
2 pages
44 KB
by Ulrich Sauter
June 2001
Newsletter 21: New Guidelines on the Treatment of Dormant Accounts
2 pages
22 KB
by Jörg A. Witmer
June 2000
Financing of technology start-ups - the legal issues
by Martin Kurer, Stefano Codoni and Jasmin Ghandchi
in: "Internet Finance Review 2000/2001" 2000, p. 85
Impact of the New Capital Adequacy Framework of the Basle Accord
Speakers: Enrico Friz
IBA Conference
Barcelona September 1999
Kommentar zu Art. 11-13 Anlagefondsgesetz (AFG)
(Commentary to Art. 11-13 of the Swiss Investment Fund Act)
by Markus Pfenninger
in: "Kommentar zum schweizerischen Kapitalmarktrecht"
Basel/Genf/München 1999
Marketing regulations comparison: Switzerland
by Enrico Friz
in: "The Capital Guide to Off-shore Funds"
Hong Kong 1999
Kartellrecht und Banken
(Antitrust Law and Banks)
by Roland von Büren
in: "Die Banken im Spannungsfeld zwischen öffentlichem Recht und Privatrecht, Berner Bankrechtstag"
Bern 1999
Die Prospekthaftung im internationalen Privatrecht unter Berücksichtigung des US-amerikanischen, englischen und deutschen Rechts
(The Prospectus Liability in International Private Law under Consideration of US, English and German Law)
by Kinga M. Weiss
Bd. 190, Zürich 1999 (Kinga M. Kondorosy-Weiss)
New developments in financing Swiss assets
co-authored by Luc Defferrard
in: "Asset Finance International" September 1998
Recent Developments in the Swiss Securities Market: The establishing of Eurex, the joint derivatives market of the Deutsche Boerse AG and the Swiss Exchange – An Overview
Speakers: Markus Pfenninger
15th Annual Seminar on International Financial Law
Barcelona 10 June 1998
Bank Confidentiality in Switzerland
co-authored by Markus Pfenninger
in: "Butterworths Journal of International Banking and Financial Law" January 1998
Bank Confidentiality
co-authored by Markus Pfenninger
London 1997
Inkompatibilitäten zwischen Aktien-, Kartell- und Börsenrecht bei Unternehmensübernahmen
(Incompatibilities between Corporate, Anti Trust and Stock Exchange Law)
by Roland von Büren
in: "Aktienrecht 1992-1997: Versuch einer Bilanz, Zum 70. Geburtstag von Rolf Bär"
Bern 1997
Market Manipulation and Stabilization in Switzerland
Speakers: Markus Pfenninger
13th Annual Seminar on International Financial Law
Geneva 1 May 1996
Auslegung von Anleihensbedingungen
(An Interpretation of Terms and Conditions of Bonds)
by Markus Pfenninger
Zürich 1995
Ausländische Fonds und das AFG
(Foreign funds pursuant to the new Swiss Investment Fund Act)
co-authored by Markus Pfenninger
in: "Invest, Finanz und Wirtschaft, Spezialausgabe: Magazin der Finanz und Wirtschaft" 1995
Chancen und Risiken der Übrigen Fonds – Eine Plattform für Innovationen mit Entwicklungspotential
(Chances and risks of selected funds pursuant to the new Swiss Investment Fund Act)
co-authored by Markus Pfenninger
in: "Neue Zürcher Zeitung (NZZ)" 25/1995
Kommentar zu Art. 1-3 der Schlussbestimmungen betreffend Aktiengesellschaften
(Commentary to Art. 1-3 of the Transitory Provisions re Corporations)
by Markus Vischer
in: Honsell/Vogt/Watter (Editor[s]), "Basler Kommentar zum Schweizerischen Privatrecht, Obligationenrecht II"
Basel 1993, pp. 2375–2383
Die Privatbankiers in einem Europa im Umbruch
(Private bankers and Europe in transition)
by Hans B. Wyss
in: "Volkswirtschaft" 11/1991
Die Privatbankiers in der Schweiz
(Private bankers in Switzerland)
by Hans B. Wyss
in: "Finanz und Wirtschaft" 77/1983